Wednesday, October 20, 2021

Financial Professional Background Check


An accomplished financial and investment business executive with nearly three decades of experience, Kirby Spencer McDonald serves as the compliance officer and managing partner of Omaha, Nebraska-based Illuminate Financial. In this capacity, Kirby McDonald works closely with clients in creating innovative financial management objectives.

On FINRA's BrokerCheck, anybody may look into the background of their financial advisor. The information in the content was gathered from sources that are considered reliable. This information is not meant to be used as tax or legal advice. Visit Brokercheck.finra.org to use the online tool.

BrokerCheck assists in making educated decisions regarding brokers and brokerage companies and provides quick access to information on investment advisers. It can be used to check if a company or an individual is registered to sell securities (such as bonds, stocks, mutual funds), as required by law. BrokerCheck also provides information regarding a broker's regulatory actions, work history, arbitrations, complaints, and other investment-related license information.

Civil litigation does not involve investments, civil protective orders, or criminal cases unless the offenses are felonies or misdemeanors involving assets. or include theft or a "breach of trust." are not included in BrokerCheck. To get this information, conduct an online search or contact a state securities regulator to do additional research on investment advisers and brokers.

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